A675 (2023-24 session)
NY State bill
Relates to mandating greater levels of disclosure by non-fiduciaries that provide investment advice; requires signed acknowledgement of disclosure informing clients that the advisor owes no fiduciary duty.
- Title
- Relates to mandating greater levels of disclosure by non-fiduciaries that provide investment advice
- Type
- New York State Assembly bill
- Session
- 2023-24 session
- Status
- In Assembly Committee
- Latest action date
- 2024-01-03
- In committee
- Judiciary
- Introduced
- 2023-01-11
- Law section
- General Obligations Law
Sponsors
- Jeffrey Dinowitz Assembly Member, District 81
Co-sponsors
- Deborah J. Glick Assembly Member, District 66
- Jo Anne Simon Assembly Member, District 52
- Maritza Davila Assembly Member, District 53
Heard in committee
- Judiciary NY State Assembly committee